IT security and compliance for financial firms and law enforcement agencies

You protect sensitive data every day. Can you prove it if someone asks?

We're not a break/fix IT shop. We're the managed service provider that actually understands GLBA compliance for financial firms and CJIS requirements for law enforcement. Aegis builds your security program, keeps the documentation current, and makes sure you're ready when auditors, insurers, or leadership need answers. Whether you're protecting taxpayer data under GLBA and IRS rules, or criminal justice information under CJIS—we've got you covered.

GLBA Safeguards Rule IRS Publication 4557 CJIS Security Policy WISP Generation Vendor Oversight

We're not a typical MSP. We're compliance specialists who manage IT.

Most managed service providers keep your technology running and treat compliance as optional paperwork. We architect your entire IT infrastructure—servers, backups, security, remote access—specifically to meet GLBA, IRS 4557, or CJIS requirements from the ground up. You get complete IT management from a team that actually understands financial services regulations and law enforcement standards. One provider. One relationship. Zero confusion about who's responsible when auditors ask questions.

Complete IT Management
Compliance-first, not compliance-adjacent

Architect compliant infrastructure from the ground up, then manage it continuously.

Approach
Built around how you actually work

Right-sized for your organization. No bloated enterprise software you'll never use.

Outcome
Audit-ready, not audit-scrambling

Your documentation is ready before anyone asks for it. No last-minute scramble.

Cadence
Continuous, not quarterly check-ins

24/7 infrastructure monitoring, monthly compliance reports, and real-time security alerts. Your IT and compliance both stay current without waiting for the next quarterly meeting.

What we actually do

We produce the documentation you need, set up the protections that matter, and keep the whole thing running.

Getting Started

IT Compliance Remediation

Fix the gaps before they become problems. We assess your current environment, implement missing controls, and document everything to regulatory standards.

  • GLBA/CJIS gap assessment
  • Backup & disaster recovery deployment
  • Firewall installation & configuration
  • Endpoint protection rollout
  • Identity cleanup & MFA setup
  • WISP creation & policy development
  • Vendor risk management framework
Core Service

Managed Compliance Services

Complete IT management designed to meet regulatory requirements. We handle your technology infrastructure AND ensure it stays compliant.

  • 24/7 backup monitoring & verified recovery
  • Firewall & VPN management
  • Endpoint security (EDR/antivirus)
  • Patch management & system updates
  • Helpdesk support for your team
  • MFA enforcement & identity management
  • WISP documentation & annual updates
  • Monthly compliance reporting
Strategic

Fractional CIO Services

Executive-level technology leadership for organizations that need the expertise without the full-time hire.

  • Quarterly technology roadmap planning
  • IT budget forecasting & vendor negotiations
  • Security posture reviews & board reporting
  • M&A technology due diligence
  • Vendor accountability & performance tracking
  • Executive summaries for leadership & auditors
Software

Auditrax Compliance Platform

Transform your compliance program from static documents into a living system that tracks evidence, monitors controls, and keeps documentation current.

  • Automated WISP generation & updates
  • Compliance evidence collection
  • Vendor risk tracking dashboard
  • Annual review reminders & workflows
  • Policy management & version control
  • Audit-ready reporting

Incident Readiness

A written plan for when something goes wrong—who to call, what to do, and how to document it. Built before you need it, not during the crisis.

Cyber Insurance Readiness

Insurance companies want proof, not promises. We organize your security documentation so your applications are accurate and your coverage actually matches your setup.

IT That Just Works

Your team gets immediate helpdesk support when they need it. Your infrastructure runs smoothly in the background. You spend your time on serving clients and building relationships, not troubleshooting technology or worrying about security gaps.

Who we work with

We serve organizations where failing a compliance check doesn't just mean a fine—it can shut down your practice or trigger a federal investigation.

Financial Services

Financial & Tax Firms

Tax preparers, CPA firms, accountants, bookkeepers, and financial advisors who handle taxpayer data and client financial information. If you file returns or manage client finances, federal rules like GLBA and IRS Publication 4557 apply to you—whether you realize it or not.

GLBA Safeguards Rule — mandatory Written Information Security Plan, risk assessments, access controls, encryption, vendor oversight, incident response
IRS Publication 4557 — safeguarding taxpayer data, return preparer security, annual compliance review
FTC enforcement — $100K+ penalties for firms lacking documented controls, even those with firewalls and antivirus
Common gaps — no backup system, exposed RDP, no MFA, unmanaged remote access, no onboarding/offboarding documentation, no DR plan
Frameworks
GLBA IRS 4557 FTC Safeguards WISP
Law Enforcement

Law Enforcement & Public Safety

Police departments, sheriff's offices, fire departments, and public agencies using records management systems, body cameras, AI tools, or data-sharing platforms. If your systems touch criminal justice information, CJIS requirements apply—and the FBI audits to make sure.

CJIS Security Policy v6.0 — access control, advanced authentication, encryption, audit logging, media protection, and personnel security for all systems touching criminal justice information
AI governance & tool inventory — written policies, audit trails, vendor accountability, and human-override documentation for AI systems used in operations (report writing, predictive tools, facial recognition, license plate readers)
State AI transparency requirements — compliance with SB 524-style mandates requiring disclosure, draft retention, and officer-level attestation when AI assists in official documentation
Multi-agency coordination — data sharing agreements, vendor compliance validation, and interoperability oversight across complex technology ecosystems
Frameworks
CJIS NIST 800-53 FedRAMP NIMS

How we work together

Four steps. No surprises. You know exactly what you're getting at each stage.

01

Assess

We look at your current setup—systems, security, documentation—and give you a plain-English report of what's working, what's not, and what to fix first.

02

Remediate

We implement the fixes. Deploy backups, configure firewalls, install endpoint security, set up MFA, harden your infrastructure. Every change is documented and meets regulatory standards.

03

Manage

We handle your day-to-day IT operations—monitoring backups, managing security alerts, handling helpdesk tickets, deploying patches. Plus quarterly compliance reviews and executive reporting so leadership knows exactly where you stand.

04

Sustain

Your infrastructure stays secure and compliant. Systems get monitored 24/7. Policies are reviewed annually. Documentation stays current as your environment evolves. Your technology and compliance both stay on track without you thinking about it.

Technology Platform

Auditrax: your compliance home base

Every Aegis engagement runs on Auditrax—a simple platform that keeps your GLBA, IRS 4557, and CJIS compliance organized in one place. Your requirements, proof of completion, risk items, security plan, and quarterly reports all live here. You keep full access whether you're working with us or managing it yourself.

Built for firms with 1–50 people who need structured compliance documentation without six-figure enterprise software. Starting at $100/month.

Already have an IT provider? Auditrax supports collaborative evidence workflows across teams.

What's inside
  • Security plan (WISP) generator matched to your regulations
  • Risk tracker with priorities and status updates
  • Evidence storage organized by requirement
  • Compliance checklists with completion tracking
  • Vendor documentation
  • Dashboard showing where you stand
  • Works for GLBA, IRS 4557, and CJIS

How to engage

Start where you are. Most clients begin with an assessment and move into managed services from there.

Assessment

Baseline & Roadmap

Find out where you stand and what needs to happen first. No long commitment—just a clear picture and a path forward.

  • Control mapping & risk scoring
  • Documentation baseline review
  • Quick wins & phased roadmap
  • Framework gap analysis
Remediation

Close the Gaps

Fix what the assessment found. We implement the infrastructure, deploy the controls, and document everything to regulatory standards.

  • Identity & MFA enforcement
  • Backup/DR & verified test restore
  • Endpoint protection & monitoring
  • Vendor & remote access controls
Managed Services

Ongoing IT & Compliance Management

Complete IT management with built-in compliance. We handle your infrastructure, helpdesk, security monitoring, and documentation—all structured to meet regulatory requirements.

  • 24/7 infrastructure monitoring
  • Helpdesk support for your team
  • Monthly compliance reporting
  • Quarterly security & compliance reviews
  • WISP updates as regulations change

Scopes are quote-based to fit organization size, complexity, and current posture.

Common questions

Do we have to replace our current IT provider?

Most of our clients come to us without any IT provider, or with a provider that doesn't understand GLBA compliance. We become your complete IT department. If you already have an IT provider you're happy with and just need compliance oversight, we can discuss that—but most firms find it's easier to have one provider handle both technology and compliance rather than coordinating between two vendors.

Is helpdesk support included?

Yes, helpdesk is included in all managed services tiers. The difference is we're not a traditional break/fix shop—when someone calls because they can't log in, we don't just reset their password. We verify MFA is enabled, check if their account should still be active, and ensure the access follows your documented security policies. Everything we do is compliance-aware, not just reactive problem-solving.

What does managed IT service typically cost?

Most tax and accounting firms pay between $1,800 and $5,500 per month depending on size and complexity. This includes complete IT management—backup, security, helpdesk, compliance documentation, and monthly reporting. You get predictable costs and no surprises, unlike traditional contract IT providers where every call is billable.

What happens if we don't address GLBA compliance?

FTC fines for GLBA violations start at $100,000 and can reach $500,000+ for severe cases. Beyond fines, you face potential malpractice claims if client data is compromised, mandatory breach notifications that damage your reputation, and cyber insurance claims that may be denied for lack of documented controls. Most firms pay $3,000-5,000/month for managed services—that's $36K-60K/year. Compare that to a single $100K fine plus the cost of recovering from a ransomware attack (average: $47K). We're not an expense, we're the cheapest insurance policy you'll ever buy.

What kinds of firms do you work with?

Financial and tax firms that fall under GLBA and IRS Publication 4557. Law enforcement and public safety agencies that need to meet CJIS requirements. If you handle regulated data and don't have a documented security program, we should talk.

Is Auditrax required to work with Aegis?

We use Auditrax to track everything during an engagement. If you already have something similar, we'll take a look. A lot of clients start with Auditrax on their own and bring us in later for the hands-on work.

How do you prove compliance during an audit?

We maintain continuous documentation of your security controls through monthly reports, automated evidence collection in Auditrax, and regular compliance reviews. When an auditor asks how you protect data, you show them current reports and test results—not scramble to create documentation after the fact.

How is Aegis different from a standard MSP?

We ARE a managed service provider—we keep your systems running, handle helpdesk, manage backups, monitor security. The difference is we specialize exclusively in regulated organizations. Generic MSPs treat compliance as paperwork you add after the fact. We architect your entire technology infrastructure to meet regulatory requirements from the ground up, then manage it ongoing so you stay protected. You're not paying for commodity IT services—you're paying for expertise in GLBA, IRS 4557, and CJIS requirements.

Let's talk

Tell us about your organization and where things stand. We'll let you know what we'd recommend and whether it makes sense to work together.

We respond within one business day. No spam, no drip campaigns.

What happens next
  • • 15–30 minute discovery call
  • • High-level gap review
  • • Recommended engagement path
  • • Optional Auditrax demo
Prefer software first?

Start with Auditrax to establish your compliance system of record, then engage Aegis when you need implementation and governance oversight.